Registration for Moonstone’s popular annual self-comply workshop for 2021 is still open. Don’t delay – book your spot today!
The annual webinar aimed specifically at Financial Services Providers NOT required to appoint a compliance officer, will be presented on Wednesday, 24 February 2021.
Why should I register to attend?
The financial services environment has changed dramatically, with a monumental shift from rules-based compliance to market conduct and outcomes-based regulation. We’ve already seen the first draft conduct standards and further developments flowing from the RDR process. The focus of this webinar is to enable attendees to understand the recent regulatory changes and also to provide a glimpse into the future and how the proposed changes could impact the way FSPs conduct business.
The webinar agenda
10:00 – 10:10 : Opening
10:10 – 10:25 : Conduct of Business Report (‘COBR’)
10:25 – 11:40 : Amendments to the General Code of Conduct (‘GCOC’) – high level overview
11:40 – 11:50 : Break
11:50 – 12:10 : Financial statements – submission via the FAIS e-portal
12:10 – 12:30 : Financial Sector Transformation Council (‘FSTC’)
12:30 – 12:35 : Financial Sector Regulation Act (‘FSRA’) – high level overview
12:35 – 13:00 : Conduct of Financial Institutions Bill (“COFI Bill’) – high level overview
13:00 – 13:10 : Questions
Cost to attend the webinar is R400 for attendees who are not Moonstone Self-Comply clients. For the latter, it is free of charge.
Attendees will also qualify for a CPD allocation of 3 CPD hours.
Click here to register.
