Common pitfalls in succession planning for small FSPs
The assumption that heirs will smoothly take over a small FSP is often unrealistic. KI requirements, leadership gaps, and legal delays can threaten business continuity.
Author: Billy Seyffert
Registration as an Essential Services Provider – Guidelines for Sole Proprietors
Since the announcement of the Level 4 Lockdown restrictions and the publication of the requirement that businesses that perform essential or permitted services need to register themselves as such with the Companies and Intellectual […]
Moonstone Compliance Services – Now virtual and office based
Moonstone Compliance and Risk management would like to take this opportunity to inform our valued clients that as from Monday, 11 May 2020, our physical office will be reopening. A number of our clients by […]
Moonstone Compliance Services – Now virtual and office based
Moonstone Compliance and Risk management would like to take this opportunity to inform our valued clients that as from Monday, 11 May 2020, our physical office will be reopening. A number of our clients by […]
Where does FAIS find itself?
Amongst others, the objective of the FAIS Act and subordinate legislation may undoubtedly be summarised as the professionalisation of the financial services industry as well as the protection of financial services consumers. As […]
