Digital financial advice – Stay connected
On more than one occasion we have pointed out the importance of staying connected with your client. But what are the digital marketing Do’s and Don’ts for financial advisers, especially in the time […]
Author: Janine Geldenhuys
Videos
Watch: FPI Financial Planner of the Year on key issues shaping the financial landscape
Animated video explains the two-pot retirement system
NCA Credit providers’ FICA obligations
NCR Desktop Audits
Is South Africa on track to getting off the grey list?
Looking back at this year’s FPI Professional’s Convention
Enhance your HR skills by attending our insightful webinars in November
Webinars on how to investigate misconduct and address poor performance
Resumption of Regulatory Exams – Now offered at FSP’s own venue in main city centres
The good news is that Regulatory Examinations can be conducted under specific conditions again. Until further relaxation of lockdown regulations, Moonstone will deliver the Regulatory Examinations at the FSP’s own venue (a minimum […]
Resumption of Regulatory Exams – Now offered at FSP’s own venue in main city centres
The good news is that Regulatory Examinations can be conducted under specific conditions again. Until further relaxation of lockdown regulations, Moonstone will deliver the Regulatory Examinations at the FSP’s own venue (a minimum […]
Banking Ombud reports increase in complexity of complaints – 2019 Annual Report
The Ombudsman for Banking Services (OBS) published its annual report, showing an increase in calls received, but a decrease in actual complaints registered. Although the statistics for 2019 demonstrate a decrease in complaints, […]
Joint Communication 4 of 2020 – Clarification on regulatory requirements applicable to funeral insurance policies
“The Prudential Authority (PA) and the Financial Sector Conduct Authority (FSCA) (jointly referred to as the Authorities) have received requests for clarity in respect of the perceived regulatory inconsistency in the application of […]
Insurers need to gauge solvency issues resulting from Covid-19 impact via risk profiling
A recent article by BDO South Africa highlighted the importance of financial soundness for institutions with contractual obligations to investors. The question that the boards of insurers should be asking themselves is whether […]
Living Annuities and divorce – Supreme Court of Appeal overturns High Court ruling
In 2016 the Johannesburg High Court ruled that a living annuity does not form part of a spouse’s estate for purposes of calculating the accrual claim. This ruling has now been overturned by […]
Lockdown learnings for retirees – Trim the fat from regular spending
A volatile financial climate has seen many South African pensioners in living annuities looking to increase their withdrawals to cover current cash shortages. However, retirement income specialist, Just, advises strongly against this, recommending […]
Internal COVID-19 Compliance Officer – Focus on Disaster Management as distinct from Fit and Proper CO
The latest Regulations in terms of the Disaster Management Act set out specific measures that employers are required to take to protect their employees in the workplace from COVID-19. According to the Level 4 […]
Investments uncertainty – Assist your clients to have “cooler” thoughts
With the extreme market volatility and emotional turmoil caused by the COVID-19 pandemic, it’s understandable that investors are concerned about their investments. According to Nomi Bodlani, head of strategic markets at Allan Gray, […]
Investments uncertainty – Assist your clients to have “cooler” thoughts
With the extreme market volatility and emotional turmoil caused by the COVID-19 pandemic, it’s understandable that investors are concerned about their investments. According to Nomi Bodlani, head of strategic markets at Allan Gray, […]
FSCA Expectations of CIS managers during COVID-19
The FSCA published Communication 23 of 2020 (CIS) recently to acknowledge the impact of the COVID-19 global pandemic on collective investment schemes and their investors. The focus of the communication is specifically to […]
Long Term Ombud Annual Report – Guidance for industry and advisers on focus areas
“We received 11 915 written requests for assistance in 2019, which was an increase of 147 requests compared to the 11 768 in 2018,” Judge Ron McLaren, Ombudsman for Long-term Insurance notes in […]
Tax services – Now under umbrella of essential financial services
According to Government Gazette No. 43266, “services required to comply with an obligation imposed by or to exercise a right in terms of a tax Act” are now included within the range of […]
Unshackle your mind – Free webinar on getting to know your 8-dimensional brain
Dr Kobus Neethling, one of the leading global creativity lthinkers will be hosting a free webinar, Get to know your 8-dimensional brain and become super successful, on Friday, 8 May 2020 from 15:00 – 16:00. What you […]
Unshackle your mind – Free webinar on getting to know your 8-dimensional brain
Dr Kobus Neethling, one of the leading global creativity lthinkers will be hosting a free webinar, Get to know your 8-dimensional brain and become super successful, on Friday, 8 May 2020 from 15:00 – 16:00. What you […]
Disaster Management Act Regulations – Alert level 4 during lockdown
The Government recently published the lockdown regulations under the Disaster Management Act. With regards to the Financial Services industry, Part h: Financial and Business Services states: 1. Employees should work from home where possible. […]
