SARS pays back R10bn, but some taxpayers’ refunds are being withheld

Taxpayers should inform SARS if they have been unemployed for a full year or longer, to avoid being flagged as non-compliant.

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On-Line Access to RE Status

In December, the FSB announced an on-line facility which allows FSPs to verify the RE status of Key individuals and Representatives. The circular provides step-by-step guidelines on how to access the information pertaining […]

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RE Exams Statistics

We provide a link below for those who wish to study the latest statistics in more detail. We list some of the more interesting facts emerging from the figures. These figures relate to […]

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Keeping the Registrar up to date

The FSB regularly publishes details of changes to the licensing conditions of FSPs. These include new licence applications, as well as withdrawals and suspensions of licences, and reinstatements. To date, it would appear […]

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RE1 and RE 5 certificates

We are inundated with requests from clients who have mislaid their certificates. Please follow the DIY steps below to get it much quicker. Regulatory Exam candidates who wrote with Moonstone, and passed, can […]

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RE and CPD Update

The information below is taken directly from FAIS Information Circular 8/2013. Level 1 REs “The FSB decided to commence with a review of the Level 1 examinations. The review will mainly focus on […]

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RE Registration Problems

The good news is that marking of papers happens a lot faster than in the days when the whole industry was writing. We are currently experiencing problems with candidates who register for the […]

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RE Focus: Why do I keep on failing?

We regularly receive desperate calls for advice from candidates who have repeatedly failed the level 1 regulatory examination. Perhaps we should start off with the bigger picture – on Tuesday, we heard from […]

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Check your Mate

Industry experienced job applicants have to provide proof of their RE results. The question is: how reliable is this information? Judging by the vast number of enquiries we receive, it is apparent that […]

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Regulatoriese Eksamens – Tyd raak Min

Diegene wat voor die einde van 2013 nog die eksamens suksesvol moet aflê, moet asseblief let op die proses wat gevolg moet word, en nie onnodige druk op hulself plaas nie, of hulself […]

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Deadline for completion of REs by representatives

The Fit and Proper Requirements provide for time frames within which a representative must complete the relevant regulatory examinations. These paragraphs must be read with the provisions for the Exemption of Services under […]

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RE Deadline for new entrants

Below the response received from the FSB regarding the above. Board Notice 106 of 2008 section 6(f) states that representatives have two years from date of first appointment to complete their level one […]

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RE Results and Certificates

We receive numerous requests on a daily basis for copies of results, or RE1 and RE 5 certificates from candidates who mislaid theirs. You can download this from our website in your own […]

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Postponement of the level 2 RE's

The Financial Services Board (FSB) announced its decision last week to postpone the level 2 regulatory examinations (REs) until a date yet to be determined. The reasons, provided in Circular 6 of 2013, […]

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BN 119 of 2013: Level 1 Exemptions

This Board Notice (BN 119 of 2013) provides for an exemption from the current Fit and Proper requirements to two categories of FSPs, and affirms the dates for those not included in this exemption. […]

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BN 120 of 2013: Level 2 Exemptions

This Board Notice, (BN 120 of 213)  published on 5 June, exempts all FSPs from having to write the level 2 REs until further notice. No rationale for this decision is contained in […]

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