RE Exemption Applications
The FSB announced that candidates who applied for an exemption afforded under Board Notice 65 of 2013 will be allowed to continue doing business until such time as the result of their application […]
Regulatory-Exams
Videos
Watch: FPI Financial Planner of the Year on key issues shaping the financial landscape
Animated video explains the two-pot retirement system
NCA Credit providers’ FICA obligations
NCR Desktop Audits
Is South Africa on track to getting off the grey list?
Looking back at this year’s FPI Professional’s Convention
Enhance your HR skills by attending our insightful webinars in November
Webinars on how to investigate misconduct and address poor performance
How to Apply for an Exemption
The Procedure to apply for an exemption/extension is as follows: The application must be addressed to The Registrar: Financial Services Providers. The applicant is required to write a letter explaining what efforts were […]
RE Update: FSB Grants Exemption
The Regulator published the following explanatory note on Board Notice 65 of 2013, which was in the Government Gazette on Tuesday. It concerns an exemption granted to applicants who applied for an exemption […]
Must I wait for the FSB?
A number of readers approached us regarding the consequences of not passing the level 1 REs by the required date. Many are of the opinion that they can carry on as usual until […]
RE D-Day after 31 March 2013
Monday 15 April was D-Day for those who failed to pass the regulatory exams by the deadline date. An FSP is obliged to advise the FSB of those affected by this, be it […]
Regulatory Exams not passed – What to do
This serves as a reminder of steps to be followed if a person has not successfully completed a regulatory exam by the cut-off date. You must keep in mind that the date of […]
Latest update
We received a very welcome letter of thanks from a training service provider who commended our RE personnel for the excellent service rendered, especially over the last few weeks, to get results to […]
Requirements for New Appointees
A reader questioned the requirements in terms of the regulatory exams for new appointees as key individuals (KI) or discretionary fund managers. Those who want to apply for appointment as Category II or […]
Nog opsies na 31 Maart 2013
A skryf as volg: Dankie vir al die handige inligting wat ons gereeld van Moonstone ontvang en op julle webtuiste verskyn. Ek hoop jy kan dalk advies gee of my verwys na iemand […]
Alternative Options after 31 March 2013
Question: I am an FSP, and some of my reps failed to pass the RE 5. Am I allowed to remove all other licence categories, barring Categories 1.1 (Assistance policies) and 1.19 (Friendly […]
FSB RE Preparation Workshops
The FSB, assisted by industry experts, presented a regulatory exam preparation workshop on 22 February, primarily to assist those who needed to pass the exams before the end of March. We believe it […]
Dangerous Rumour
We hear that there are people who believe that the 31 March 2013 deadline can be bypassed by simply placing representatives who have failed, under supervision. This is not correct. Representatives If the […]
FSB Preparation Workshops
When you miss a good movie, you can always wait until the DVD is released. If you missed the FSB workshop on preparing for the Regulatory Exams, you can view it on DVD. […]
A matter of Record
We receive many enquiries from readers who require an official record of their qualifications as listed by the authorities. The Inseta website is the place to find this. There are specific guidelines on […]
