Board Notice 194 – Moonstone Information Refinery

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FSB Regulatory Exam update – What will be significantly impacted by Board Notice 194

The amended requirements contained in the 2017 Determination of Fit and Proper Requirements will impact on the content of the study material for the REs. Persons who registered to write the regulatory examination […]

Transitional arrangements for Reps under supervision

Board Notice 194 (Determination of Fit and Proper Requirements) stipulates that a “…FSP and representative must, prior to the rendering of any financial service in respect of a particular financial product, complete the […]

Your One-Stop Fit and Proper Solution

The long awaited announcement of the new Determination of Fit and Proper requirements has certainly put the cat amongst the pigeons. A lot of businesses need to re-schedule their planning in view of […]