Ombud Council wants to avoid another property syndication complaints scenario
The problems with resolving these complaints also highlight the need to integrate the advice- and the product-related ombud schemes.
The problems with resolving these complaints also highlight the need to integrate the advice- and the product-related ombud schemes.
The FSCA publishes its updated regulatory agenda for the next three years.
FSCA wants to step up market surveillance to combat insider trading and price manipulation.
Authority publishes the final version of its strategy to promote transformation in the financial sector.
A single act of dishonesty, incompetence, mismanagement or negligence may not by itself be grounds for debarment.
Pending regulations flowing from the Retail Distribution Review (RDR) will not be processed in their current form but will be incorporated into new regulations that will developed under the Conduct of Financial Institutions […]
Business Day reported on an FSCA briefing for the select committee on finance on Tuesday on the current status of the Conduct of Financial Institutions (Cofi) Bill. “The Treasury is processing the bill. […]