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When does an ‘employee’ become a ‘representative’ who can be debarred?
Material discrepancies about a newly appointed financial planner’s employment history came to light while she was being on-boarded.
Authority releases report on fines, debarments, investigations, and licence suspensions and withdrawals in 2023/24.
Read moreMaterial discrepancies about a newly appointed financial planner’s employment history came to light while she was being on-boarded.
That the parties entered the agreement after the notice of intention to debar had been sent was highly relevant.