Regulatory exams – Page 2 – Moonstone Information Refinery

Kindly be advised that Moonstone offices will be closed for the festive season from 12:00 Friday, 20 December 2024, and will re-open on Monday, 6 January 2025.
We wish you a joyful holiday season and look forward to assisting you in the new year!

Videos

Video Interview: Should the two-pot system result in new investment strategies?

Watch: MBSE launches RE training for FAIS representatives

Watch: FPI Financial Planner of the Year on key issues shaping the financial landscape

Animated video explains the two-pot retirement system

NCA Credit providers’ FICA obligations

NCR Desktop Audits

Is South Africa on track to getting off the grey list?

Looking back at this year’s FPI Professional’s Convention

Enhance your HR skills by attending our insightful webinars in November

Webinars on how to investigate misconduct and address poor performance

Foreign FSPs and the Regulatory Examinations

Dr. Des Leatt kindly provided us with the following clarification from the FSB on this topic. There appears to be some confusion regarding the Level 1 Regulatory Exams as they apply to Foreign […]

RE Focus: Why do I keep on failing?

We regularly receive desperate calls for advice from candidates who have repeatedly failed the level 1 regulatory examination. Perhaps we should start off with the bigger picture – on Tuesday, we heard from […]

Postponement of the level 2 RE's

The Financial Services Board (FSB) announced its decision last week to postpone the level 2 regulatory examinations (REs) until a date yet to be determined. The reasons, provided in Circular 6 of 2013, […]

RE Statistics

FSB press release: Regulatory examination statistics – There are 11 weeks remaining to the 30 June 2012 deadline for Financial Service Providers to write their regulatory examinations. All candidates that have not yet […]